This document lists those values of ExecBroker and BrokerOfCredit that are recommended to be use for soft commission, directed brokerage, step in/out and similar arrangements. Please refer to the document 'Proposed Standardised Messaging Formats for Commission Sharing and Related Business' paper produced by the FIX Allocations Working Group for further details as to field usage.

Proposal for handling commission sharing arrangements produced by FIX Allocations Working Group.

FPL announced the release of industry developed FIX guidelines to enhance the global equity post-trade process between the buy-side and sell-side, creating the potential for the industry to benefit from increased availability, improved risk management, enhanced transparency, reduced costs and increased efficiencies.

FIX/1SO15022 mapping document - DRAFT (please feel free to review and feed back any comments to Jim Kaye or Simon Leighton-Porter).

"Implementation Guide - Level Zero". Final draft - guide to using FIX 4.0 and 4.2 for allocation messaging produced by FIX Allocations WG.

This spreadsheet gives an idea of approximate message length for FIX 4.4 allocations based on variable numbers of accounts, orders, executions etc.

Version 0.4 (final draft) - this document is intended for all persons looking to implement allocation, confirmation or settlement instruction messaging using FIX 4.4.

Presentation given 18 Nov 2004 by Alvin Mullan of UBS describing the use of FIX messaging in the allocation and settlement instruction space

Proposals for use of FIX allocation messages, specifically with regard to the booking/allocation and confirmation/matching processes. This is a work in progress being put together as a joint effort from members of the FIX allocations working group; if you have any comments on it, have any questions or suggestions for further detail please contact Jim Kaye (jim.kaye@gs.com) or Alvin Mullan (alvin.mullan@ubsw.com).

FPL's FIX Allocations Working Group.

FPL Breakfast Briefing 25 Jan 2004 presentation.

FPL Breakfast Briefing 25 Jan 2004 Illustration Scenario

Presented by the FIX European Business Practices Committee. 15 slides. Agenda: What we have done, Why we have done it, and Proposed next steps.

A presentation made in 2004 regarding the use of FIX messaging in post-trade processes

Presented by Scott Atwell, American Century Investments. 5 Slides.

Presented by John Wilson, CityIQ. 18 slides. Agenda: Confirmations - The current position, Why change to FIX confirmations, How to change, When to change, Further opportunities. Describes "SSI Lite".